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Archive

IoD co-publishes Crisis Communication Handbook for Boards

Link(s):  Chartered Institute of Public Relations and Institute of Directors publish Crisis Communication Handbook for Boards | IoDCrisis Communication for Boards Context The Chartered Institute of Public Relations and Institute of Directors have jointly...

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FCA bans former law firm owner from financial services

Link(s):  Financial regulator bans former law firm owner from financial services | FCAFinal Notice 2026: Nurul Miah Context The FCA has announced that it has banned Nurul Miah, also known as Neil Mia and Neil Miah, from working in financial services.  The...

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FCA removes insurance distribution firm’s Permissions

Link(s):  Final Notice 2026: Professional Liability Network Context The FCA has published a Final Notice cancelling Professional Liability Network’s Permission to carry out regulated activities.  The FCA stated that the firm has not been replying to...

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FOS urges couples to check their wedding insurance  

Link(s):  Financial Ombudsman Service urges couples to say "I do" to checking their wedding insurance – Financial Ombudsman service Context With venues being booked, suppliers being secured and deposits being paid months, or even years, before the big day,...

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NCSC: Managing the cyber risk of agentic AI

Link(s):   Managing the cyber risk of agentic AI | National Cyber Security Centre Context The blog explains that agentic AI can bring major productivity benefits, such as automating complex workflows and freeing people for higher-value work, however...

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FCA publishes its 2026 Q2 Whistleblowing quarterly data

Link(s):  Whistleblowing quarterly data 2026 Q2 | FCA Context The latest FCA quarterly whistleblowing data shows the number of new whistleblowing reports the FCA received between April and June 2026, and existing reports closed during this period.  The data...

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FCA announces longer RegData operating hours

Link(s):  Regulation round-up - August 2026 Context As part of its August Regulatory Round-Up communication, the FCA has reminded firms that, from 17 September 2026, RegData will operate every day from 7am until midnight, including weekends and bank...

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FCA fines and bans former SVS Securities CEO

Link(s):  FCA fines and bans former SVS Securities CEO | FCAFinal Notice 2026: Demetrios Christos Hadjigeorgiou Decision Notice 2024: Demetrios Christos Hadjigeorgiou FCA takes action against three individuals from SVS Securities for mistreatment of pension...

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FCA bans senior manager for lack of honesty and integrity

Link(s):  FCA bans senior manager for lack of honesty and integrity | FCAFinal Notice 2026: Howard Roland Duckett Context The FCA has banned a Senior Manager, Howard Roland Duckett, from working in financial services due to a serious lack of honesty and...

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FCA bans CEO and MD for false and misleading statements

Link(s):  CEO banned for false and misleading statements made in attempt to buy bank and football club | FCAFinal Notice 2026: Paul Vincent TaylorFinal Notice 2026: Esmeralda Toni Context The FCA has banned and fined the former CEO and MD of Blue Horizon...

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ICO offers new, free data protection training for SMEs

Link(s):  Boost your business fitness - ICO offers new, free data protection training for SMEs | ICOData Protection Essentials | ICO Advice for small and medium organisations | ICO Context Small and medium sized organisations (SMEs), and sole traders, across...

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FOS outlines next phase of service reforms

Link(s):  Financial Ombudsman outlines next phase of service reforms – Financial Ombudsman serviceModernising the Redress System: policy statement Context FOS has outlined in an insights article the next phase of its reforms, which are set out in a FOS...

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FOS publishes its latest Ombudsman News e-mail

Link(s):  Ombudsman News Quarterly complaints data: Q1 2026/27 – Financial Ombudsman service Annual reports and accounts – Financial Ombudsman service Deferred payment credit and BNPL – Financial Ombudsman service Context FOS has issued its latest Ombudsman...

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FCA publishes a Warning Notice Statement

Link(s):  Warning Notice Statement 26/5 Context The FCA has published details of a Warning Notice which sets out actions it is proposing to take in respect of the conduct summarised within the statement. At the relevant time, ‘Individual A’ was approved to...

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FCA publishes Handbook Notice 143

Link(s):  Handbook Notice 143 Context The FCA has published Handbook Notice 143, in which it has included details about Handbook updates in relation to Periodic and other fees for 2026/27, and Enforcement Guide updated relating to the Digital Markets,...

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FCA issues a Final Notice for Mr Dharmendra Devji Solanki

Link(s):  Final Notice 2026: Mr Dharmendra Devji Solanki Context The FCA has decided to make an order prohibiting Dharmendra Devji Solanki (“Mr Solanki”) from performing any function in relation to any regulated activity carried on by an authorised person,...

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CMA updates its Unfair Contract Terms guidance

Link(s):  Refreshing our guidance on unfair contract terms - GOV.UKSummary of responses to the consultationUnfair contract terms - GOV.UK Unfair contract termsWriting a fair contract for customers - GOV.UK Context Following a Consultation about updating its...

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PRA announces it has fined insurer HDI Global £4.2m

Link(s):  PRA fines HDI Global SE £4,165,000 for inaccurate reporting of FSCS Liabilities and FSCS Fee Tariff data | Bank of England Context The Bank of England and PRA have announced that the insurer HDI Global has been fined £4.165m in connection with the...

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FCA publishes its Q2, Q3 and Q4 2025/26 Attestations data

Link(s):  Attestations | FCANumber of Attestations requested in 2025/26 Q2 (1 July 2025 – 30 September 2025)Number of Attestations requested in 2025/26 Q3 (1 October 2025 – 31 December 2025)Number of Attestations requested in 2025/26 Q4 (1 January 2026 – 31...

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Chancellor delivers annual Mansion House speech

Link(s):  Mansion House 2026 - GOV.UKRachel Reeves Mansion House 2026 speech - GOV.UKOne Year On: Delivering the FS Growth and Competitiveness Strategy - GOV.UK One_Year On_- Delivering the FS Growth and Competitiveness_Strategy.pdfAI Adoption Plan:...

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FOS publishes its Annual Report and Accounts 2025/26

Link(s):  Annual reports and accounts – Financial Ombudsman serviceFinancial Ombudsman Service Annual Report and Accounts 2025-26_ACC Context FOS has published its Annual Report and Accounts for the year ending 31 March 2026, which give details about FOS’...

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FSCP publishes its Annual Report 2025/26

Link(s):  financial_services_consumer_panel-annual_report-2025.26.pdf Context The FSCP has published its 2025/26 Annual Report.  The FSCP is a statutory body set up under the Financial Services and Markets Act 2000 to represent the interests of financial...

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FCA publishes the second edition of Enforcement Watch

Link(s):  Enforcement Watch 2 | FCA Context The FCA has published ‘Enforcement Watch 2’ – the second edition of its Enforcement Watch newsletter covering insights and themes from its enforcement work.  In this issue the FCA covers cover its recent approach...

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FCA updates its ‘reporting complaints’ web page

Link(s):  Reporting complaints | FCA Context The FCA has updated its ‘Reporting complaints’ web page to remind firms about the upcoming changes to complaints reporting and to outline the next steps that firms should take.  From 1 January 2027, there will be...

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FCA publishes its Annual Report and Accounts 2026/26

Link(s):  FCA cracks down on illegal promotions and market abuse in first year of new strategy | FCAOur Annual report and accounts 2025/26 | FCAFCA Annual report and accounts 2025/26Use of our skilled person reports in 2025/26 | FCAPrescribed Persons Annual...

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EIOPA comments on an explicit competitiveness mandate  

Link(s):  Op-ed: An explicit competitiveness mandate for EIOPA would miss the point - European Insurance and Occupational Pensions AuthorityEIOPA Note on Competitiveness Context EIOPA has published a Note on Competitiveness, and an ‘op-ed’ article alongside...

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