Context
The data shows the number of new whistleblowing reports the FCA received between July and September 2022 and how the information was received.
Key points to note
The FCA received 291 new whistleblowing reports during 2022 Q3, of which:
- 145 (50%) were received through their online reporting form
- 110 were submitted anonymously
- The top 5 allegations made related to:
- Compliance
- Fitness & Propriety
- Culture
- Treating Customers Fairly
- Systems & Controls
Next actions
None – for information and awareness.