Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

Penny James appointed Chair of the FCA’s Practitioner Panel

Link(s):https://www.fca.org.uk/news/press-releases/penny-james-appointed-chair-fcas-practitioner-panel

Context

The Financial Conduct Authority (FCA) has appointed Direct Line Group CEO, Penny James, as Chair of its Practitioner Panel.

Key points to note

  • A member of the Panel since September 2020, Penny will take up the post from 1st March 2022. She succeeds Paul Feeney, CEO of Quilter.
  • The FCA Practitioner Panel is an independent statutory body providing input from the industry to help the FCA meet its objectives.
  • The FCA also has statutory Panels representing the interests of consumers, practitioners at smaller businesses and wholesale market participants.

Next actions

None – for information and awareness