Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

OFSI publishes a Financial Sanctions FAQs web page

Link(s):UK Financial Sanctions FAQs – GOV.UK (www.gov.uk)

Context

On 1st May 2024 the Office of Financial Sanctions Implementation (OFSI) introduced Frequently Asked Questions (FAQs), a new form of additional guidance aimed at providing technical support to industry partners and the public. 

Key points to note and next actions

  • The FAQs are designed to offer easily accessible responses to commonplace compliance questions.  Whether you’re navigating sanctions related to specific countries or industries, or operating in high-risk jurisdictions, the FAQs seek to provide the extra support you need.
  • FAQs should always be viewed alongside existing OFSI guidance and legislation, which take precedence. For specific cases, OFSI also advises you to seek independent legal advice.
  • Two example  ‘featured FAQs’ relate to whether UK entities’ subsidiaries located outside of the UK are expected to comply with UK sanctions, and how fees and expenses caps apply.