Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

FCA opens doors to support fast-growing financial firms

May 22, 2026 | FCA

Link(s):  
FCA opens doors to support fast-growing financial firms | FCA
Scale-up Unit: supporting fast-growing, innovative firms | FCA
Apply to the Scale-up Unit as a FCA solo-regulated firm | FCA
Scale-up Unit: FCA solo regulated firms application form

Context

Fast‑growing and innovative solo-regulated (so only authorised and regulated by the FCA) financial services businesses can now apply for more support to help them grow.  Solo-regulated firms can apply to be part of the ‘solo-regulated cohort’ of firms using the FCA’s Scale-up Unit.

Key points to note and next actions

  • The FCA’s Scale-up Unit provides tailored support to firms, helping them navigate regulation so they can scale sustainably. The unit is now open to solo-regulated firms to apply.
  • The unit offers a dedicated point of contact and practical support to help navigate regulatory processes, develop innovative products and understand the impact of policy changes.
  • The FCA provides information about the eligibility criteria for solo-regulated firms and how to apply to the Scale-up Unit.
  • Applications for FCA solo-regulated firms to join the Scale-up Unit are open from 20th May to 22nd June 2026, and must be made online.
  • The FCA has published a copy of the application form to help firms prepare.