Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

FCA publishes Handbook Notice No. 132

Link(s):handbook-notice-132.pdf

Context

The FCA has published its Handbook Notice 132, setting out its most recent Handbook updates, including those in relation to non-financial misconduct, periodic and other fees, and data decommissioning.

Key points to note and next actions

  • In relation to non-financial misconduct, the rule update will better capture non-financial misconduct within COCON for all firms, not just banks.  This rule change comes into force on 1st September 2026.
  • The fees and levies update makes changes to the FCA Handbook to update the regulatory fees and levies for the 2025/26 period.   These changes came into force on 1st July 2025.
  • The data decommissioning update makes changes to simplify the FCA Handbook by removing outdated reporting requirements and streamlining data submissions.  These revisions are designed to ease the regulatory burden on firms, enhance operational efficiency, and ensure the Handbook accurately reflects current reporting expectations.  These changes came into force on 1st August 2025.