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FCA publishes Handbook Notice 136

Link(s):handbook-notice-136.pdf

Context

The FCA has published Handbook Notice 136 which confirmed the Handbook updates relating to (amongst other things) complaints reporting, insurance simplification and non-financial misconduct.

Key points to note and next actions

  • In addition to the above, the Notice also confirms further ‘data decommissioning’ in that Sections E and G of the RMAR (known as RMA-E – Professional indemnity insurance and RMA-G – Training and competence) will only need to be submitted annually instead of six-monthly.