Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

FCA: Brexit can allow us to clamp down more on scam advertising

Link(s): https://committees.parliament.uk/oralevidence/2349/html/

Context

The FCA has previously been prevented from taking action against online platforms such as Google by EU rules. However, following the UK’s departure from the EU it is now possible for the FCA to hold to account social media companies.

Key points to note

  • The EU’s rules on financial advertising did not extend to online platforms such as Google and this loophole was exploited by scammers to post fraudulent adverts online without extra checks.
  • The FCA has already issued over 600 warnings about scam firms this year, more than double the number for the same period in 2020 
  • The FCA has vowed to use new post-Brexit powers to take legal action against Google and other social media companies in a crackdown on online investment fraud.

Next actions

None – for information only