Context
The FCA has reminded firms in its latest Regulatory Round-Up that it updated its “Recruit, change or terminate an appointed representative” web page on 20th November.
Key points to note
- The updated information relates to Approved Person applications submitted with / alongside new AR notifications.
- The updates include information, examples of good practice and areas for improvement under two separate headings – due diligence and making fitness disclosures
Next actions
None – for information and awareness