Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

FCA publishes its authorisations operating service metrics for 2024/25 Q1

Link(s):FCA Authorisations operating service metrics 2024/25 Q1 | FCA

Context

The FCA reports on its authorisations metrics for each quarter, to provide greater transparency of its performance. This latest data covers the quarterly period from April to June 2024 (Q1 2024/25).

Key points to note and next actions

The performance data shows 11 metrics are green, 4 are amber and 1 are red, with 98% of applications across all metric areas being determined within the statutory deadline. Some specific relevant data from the report:

  • Approved Persons (SMF) applications completed within 3 months: 99.4% (Q4=98.7%)
  • Approved Persons (CF–ARs) applications completed within 3 months: 96.3% (Q4=95.3%)
  • Variation of Permission applications completed within 6/12 months: 100% (Q4=99.3%)
  • New firm authorisations applications completed within 6/12 months: 96.8% (Q4=97.4%)
  • Change in Control applications completed within 60 working days of acknowledgement of receipt: 100% (Q4=99.7%)