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FCA makes changes to application forms accessed via Connect

Link(s):Changes to application forms accessed via Connect | FCA

Context

The FCA has published a webpage that describes the changes being made to the Form A in more detail. The FCA intend to make changes to other application forms once their work on Form A is complete.

Key points to note

As a reminder, the changes are:

  • A helpful checklist of information needed to complete Form A applications before the start.
    • Less duplication in the employment history section – if you are a solo regulated firm, you can input 10 years of employment history instead of uploading a CV
    • Improved data validation and pre-population, to help fill the application quicker.
    • The Statement of Responsibilities (SOR) is integrated into the Form A, so no requirement to complete a second application for SOR.
    • Removal of the send later function.
    • Improved help and guidance throughout.
    • Easier navigation and an improved layout.

Launch of the new Form A will be in the coming months, and accessible via Connect.

Next actions

None – for information and awareness.