Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

FCA announces its upcoming Appointed Representative oversight webinar for principal firms

Link(s):Events | FCA

Context

The FCA has announced an upcoming event for principal firms relating to ‘Overseeing your Appointed Representatives’.

Key points to note and next actions

The webinar will be for principal firms about the Appointed Representatives regime and is designed to help reinforce firms understanding of ongoing obligations, and to give firms the chance to ask the FCA any questions.

Firms can register to attend the Webinar on 24 April 2024.