Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

Error in survey links – Covid 19 Impact Survey

Context

As members of the Association of Professional Compliance Consultants (APCC) UKGI occasionally receives communications from the FCA before they are announced on its website.  On 27th August we received such a communication from the APCC with regard to the latest round of the Covid19 Impact Surveys.

Key points to note

  • The FCA has identified a discrepancy with the survey links (issued between 23rd-25thAugust 2021) these links have therefore now been disabled.
  • Firms who have yet to submit their survey ought to have received a new survey e-mail with an updated link on 27th August 2021.The small proportion of firms who have already submitted their survey should have received communication from the FCA during this week (w/c 30 August) regarding next steps.
  • All deadlines will be extended accordingly to ensure all firms in Tranche 2 have at least 4 working weeks to complete and submit their survey.

Next actions

Firms should complete and submit the survey at the earliest opportunity.