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Amendments to the FCA financial resilience survey

Link(s):https://content.govdelivery.com/accounts/UKFCA/bulletins/31c6c91

Context

Last week we confirmed that the FCA had included incorrect dates in Question 2 in the earliest cohort of the current financial resilience surveys. The FCA has now published the clarification.

Key points to note

  • The FCA has also confirmed to the Association of Professional Compliance Consultants (APCC) that “For the avoidance of doubt, firms who have already submitted their survey response do not need to resubmit”
  • For any firms who have not yet submitted the survey we have been made aware of a technical problem with Question 8, namely that although it says ‘please enter [period ending] in dd/mm/yyyy’ it will not work unless you enter the date in the US date format (i.e., mm/dd/yyyy)

Next actions

None – for information and awareness