Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

FCA Updates its REP008 reporting web page

Link(s):REP008: Conduct Rules reporting for solo-regulated firms | FCA

Context

The FCA has updated its web page in relation to REP008 Conduct Rule breach reporting.

Key points to note and next actions

  • The only update is to the section in relation to submitting a nil return.
  • Going forward, the REP008 return, for firms confirming in Section 1 that they are submitting a nil return, will require firms to ‘validate’ the report and then submit it from the reporting schedule