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FCA publishes its Conflict of Interests Policy for FCA Non-Executive Directors

Link(s):Conflict of Interests Policy for Non-Executive Directors (fca.org.uk)

Context

The FCA has chosen to publish its internal Conflict of Interests Policy for its Non-Executive Directors (NEDs).  There is no accompanying press release, and the document is dated March 2024.  This document may be of interest to any firms wishing to implement such a Policy for its NEDs, to use as a source of headings and words.

Key points to note and next actions

The document’s key sections are:

  • What needs to be disclosed;
  • What is prohibited; and
  • Public engagements, gifts and hospitality.