Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

FCA updates its ‘Keeping your firm details up to date’ web page

Link(s):Keeping your firm’s details up to date | FCA

Context

The FCA has updated its web page in relation to keeping your firm’s details up to date, refreshing the details on the page and adding a section in relation to Appointed Representatives (ARs).

Key points to note and next actions

  • Firms which have ARs are also required to review and confirm details of their ARs within the Firm Details Attestation (FDA) form (under SUP 12.7.7).
  • To make changes to your ARs, use the relevant forms on Connect before you complete your attestation:
  • add an AR – complete the ‘add an appointed representative or tied agent’ form;
  • change AR details – complete the ‘appointed representative or tied agent change details’ form;
  • terminate an AR – complete the ‘terminate AR’ form.