Teaming up with... AVIVA

Welcome to the UKGI weekly regulation update service for Aviva ABC brokers

We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.

FCA updates its Change in Control webpages and information

Link(s):Change in Control | FCA
Control thresholds or bands | FCA
Identifying controllers | FCA
Change in control: Identifying controllers structure chart (fca.org.uk)
Submit a change in control notification | FCA
Change in control notification forms | FCA

Context

Although the rules and guidance remain the same, the FCA has refreshed its information and webpages related to Changes in Control.

Key points to note and next actions

Each of the relevant webpages have been refreshed:

An example structure chart is also now available in the ‘Identifying controllers’ webpage.