Welcome to the UKGI weekly regulation update service for Aviva ABC brokers
We hope you find the Updates useful. If you are
interested in subscribing to our affordable
ABC compliance support package, please
email us at ABC@ukgigroup.com or
call UKGI on our dedicated ABC
contact line 01925 767893.
Support Services
As well as providing the weekly regulation updates free of charge, we’ve also teamed up with Aviva to create an essential compliance support package for ABC brokers at preferential rates.
The UKGI ABC compliance support package includes:
Compliance Manual
Access to our market-leading, online compliance manual which provides advice and guidance on all relevant elements of the FCA handbook for general insurance and consumer credit broking. We also include certain other key regulatory matters, such as GDPR.
The manual breaks regulation down into bite-sized topics to make it easier for users to find what they need. We provide links to the relevant external websites and sourcebooks, so anyone wanting to dig a bit more deeply can easily do so. The manual sets out the rules, explains what the rules mean and how these will impact on a broker’s business. Our aim is to give practical advice that brokers can readily implement in their business.
Document Library
The UKGI compliance manual includes our extensive library of supporting documents including templates and sample policies. Do you need a Data Protection Policy? We have one. What about policies covering subject rights such as access? Got it. Or right to erasure? We have that too. How about an up-to-date T&C scheme that covers SM&CR and takes you from recruitment right through to exit interviews? Yes, it’s there for you to download and pick and choose from to save you having to develop a plan from scratch.
The library includes other key documents such a template terms of business, line by line guidance for your RMAR reporting, a vulnerable customers policy, conduct risk and TCF-related supporting documents to underpin the advice and guidance on these topics which the manual provides.
Plus, a whole host more.
Regulatory bulletins
Our manual also hosts our bulletin board where we post our regulatory bulletins. These bulletins are issued as, and when, there is action which brokers need to take, or issues they need to plan for. These are largely Financial Conduct Authority driven. Unlike the ABC weekly regulation updates, we only issue bulletins where there is something pertinent, so firms know when they get a bulletin there is likely to be something they need to do. Regulatory bulletins are also much more in depth than the weekly regulation updates and provide commentary, advice and guidance for brokers. We provide our views and recommendations and give brokers practical steps to take.
It’s a great place to start
If you’re not completely confident that your compliance framework is as strong as it needs to be, or you’re having to create processes and controls from scratch or just trying to find time to identify what you need to do in response to the latest regulatory developments, then this package is an invaluable tool.
Don’t waste time staring at a blank page, don’t risk missing a key FCA developments and don’t struggle trying to interpret regulation without our guidance and support.
Your area of expertise is broking; ours is compliance so let us help you with practical, broker-focused solutions.
To find out more about the UKGI ABC compliance support package, please email us at ABC@ukgigroup.com or call UKGI on our dedicated ABC contact line 01925 767893.